Record SEC Enforcement Actions Signal a New Era of Regulatory Scrutiny for Financial Firms
In a record-setting start to 2025, the SEC filed 200 enforcement actions, underscoring a global crackdown on market abuse and a rising focus on electronic communications surveillance. As regulators broaden their attention beyond major institutions to mid-market firms, financial organizations must strengthen compliance strategies, integrate advanced monitoring technologies, and ensure they are \"regulator ready\" to avoid escalating fines and reputational damage.